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R••••• L••: private fund on the ria / wealth management graph | DFX Data Factory

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RIA / WealthPrivate fundprivate equity fund3(c)(1)dropped

R••••• L••

advised by OAK HARBOR CAPITAL, LLC

Delaware, United States

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Search this name across graphsid dfx:ria:2f7a0d7d-9a59-0f40-5cc1-68b993a81676

Data as of Nov 5, 2021 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2018 to Nov 5, 2021
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

R••••• L••

Private equity fund · shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: OAK HARBOR CAPITAL, LLCCRD 169089
Fund type: Private Equity Fund
Latest reported GAV: $3.5Mgross asset value on Schedule D 7.B(1), as of 2021-11-05; never fund size
Peak reported GAV: $29.2M
Beneficial owners: 2
Minimum investment: $0
Owned by the adviser: 0%
Owned by funds of funds: 0%
Owned by non-US persons: 0%

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Nov 5, 2021	$3.5M	2

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
BANNER BANK	BANNER BANK	WALLA WALLA	Washington	United States	no	n/a
WEINSTEIN & RILEY, P.S.	WEINSTEIN & RILEY, P.S.	Seattle	Washington	United States	yes	n/a
WESTERN ALLIANCE BANK	WESTERN ALLIANCE BANK	Phoenix

Relationships

Advises (1)

← OAK HARBOR CAPITAL, LLCRegistered adviserPrivate Equity Fund, IA, no longer reported
Mar 30, 2018 to Nov 5, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2f7a0d7d-9a59-0f40-5cc1-68b993a81676
First observed: Mar 30, 2018
Last observed: Nov 5, 2021 59 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.