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Advisor at LPL FINANCIAL LLC
JACKSON, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 30, 2023 | n/a | yes | JACKSON, TN | Current employment |
| AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC | n/a | Jul 10, 2003 | Mar 1, 2006 | no | BIRMINGHAM, AL | Previous registration |
| AMSOUTH INVESTMENT SERVICES, INC. | n/a | Jan 31, 2003 | Oct 9, 2003 | no | JACKSON, TN|JACKSON, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC | LPL FINANCIAL LLC | Mar 1, 2006 | Jun 30, 2023 | 6,330 | Firm change after gap | Other |
| AMSOUTH INVESTMENT SERVICES, INC. | AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC | Oct 9, 2003 | Jul 10, 2003 | -91 | Firm change after gap | Other |