DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at THE AMERIFLEX GROUP
Orange, CA | LAS VEGAS, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THE AMERIFLEX GROUP | Bd affiliated wealth | Aug 6, 2020 | n/a | yes | Orange, CA|LAS VEGAS, NV | Current employment |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Nov 1, 2017 | Aug 13, 2020 | no | ORANGE, CA|FULLERTON, CA | Previous registration |
| NEWCASTLE FINANCIAL ADVISORS | n/a | Jan 21, 2017 | Nov 28, 2020 | no | Orange, CA|FULLERTON, CA | Previous registration |
| GIRARD SECURITIES, INC. | Former SEC adviser | Feb 20, 2013 | Nov 1, 2017 | no | ORANGE, CA|FULLERTON, CA | Previous registration |
| WADDELL & REED | Former SEC adviser | Feb 8, 2007 | Nov 20, 2012 | no | IRVINE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEWCASTLE FINANCIAL ADVISORS | CETERA ADVISOR NETWORKS LLC | Nov 28, 2020 | Nov 1, 2017 | -1,123 | Firm change after gap | Other |
| CETERA ADVISOR NETWORKS LLC | THE AMERIFLEX GROUP | Aug 13, 2020 | Aug 6, 2020 | -7 | Firm change | Ibd to RIA |
| GIRARD SECURITIES, INC. | NEWCASTLE FINANCIAL ADVISORS | Nov 1, 2017 | Jan 21, 2017 | -284 | Firm change after gap | Other |
| WADDELL & REED | GIRARD SECURITIES, INC. | Nov 20, 2012 | Feb 20, 2013 | 92 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 140471:13572:CA:2020-11-28 | Nov 28, 2020 | Nov 1, 2017 | FULLERTON, CA | Firm change after gap |
| 13572:305585:CA:2020-08-11 | Aug 13, 2020 | Aug 6, 2020 | FULLERTON, CA | Firm change |
| 18697:140471:CA:2017-11-01 | Nov 1, 2017 | Jan 21, 2017 | FULLERTON, CA | Firm change after gap |