This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$100MItem 5.F on the latest filing (2021-02-05); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$100M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

4

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

1

Individual clients

0

High net worth clients

0

SEC number

801-119783

CRD

311176

Filings on the tape

3

First filed

Oct 13, 2020

Latest filed

Feb 5, 2021

Organised

Limited Liability Company, Delaware

• Occurred

  Oct 13, 2020
  First Form ADV filing

  Heron Bay Capital, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2f7d3823-ddaf-55d8-64e6-60b569ba29c1

First observed

Oct 13, 2020

Last observed

Feb 5, 2021 68 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.