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B•••• D••••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

B•••• D••••• P••••

Advisor at C••••••••• C•••••• M••••••••• G••••• L••

MILFORD, CT

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Search this name across graphsid dfx:ria:2f7f4236-2df0-620f-e91a-ea04e977acc1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 7, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• C•••••• M••••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 27, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• C•••••• M••••••••• G••••• L••	Independent wealth	Jan 16, 2020	n/a	yes	MILFORD, CT	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Aug 19, 2011	Jan 16, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	C••••••••• C•••••• M••••••••• G••••• L••	Jan 16, 2020	Jan 16, 2020	0	Firm change	Ibd to RIA
C••••••••• C•••••• M••••••••• G•••• L•••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Dec 31, 2011

Relationships

Registered with (3)

→ C••••••••• C•••••• M••••••••• G••••• L••Registered adviserregistration: current employment
Jan 16, 2020 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 19, 2011 to Jan 16, 2020factForm ADV
→ C••••••••• C•••••• M••••••••• G•••• L•••••Registered adviserregistration: previous registration
Nov 7, 2008 to Dec 31, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2f7f4236-2df0-620f-e91a-ea04e977acc1
First observed: Nov 7, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.