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Advisor at STRATEGIC ADVISERS LLC
GREENVILLE, DE | WILMINGTON, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | n/a | yes | GREENVILLE, DE|WILMINGTON, DE | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Oct 25, 2019 | Mar 31, 2025 | no | KING OF PRUSSIA, PA | Previous registration |
| MALLARD ADVISORS | Former SEC adviser | Apr 15, 2019 | Sep 3, 2019 | no | HOCKESSIN, DE | Previous registration |
| CAPITAL ONE ADVISORS, LLC | Former SEC adviser | May 25, 2016 | Apr 17, 2019 | no | MCLEAN, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| MALLARD ADVISORS | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Sep 3, 2019 | Oct 25, 2019 | 52 | Firm change | RIA to ibd |
| CAPITAL ONE ADVISORS, LLC | MALLARD ADVISORS | Apr 17, 2019 | Apr 15, 2019 | -2 | Firm change | Other |