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Advisor at EMERSON EQUITY LLC
SAN MATEO, CA | Bedford, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMERSON EQUITY LLC | Bd affiliated wealth | Apr 24, 2025 | n/a | yes | SAN MATEO, CA|Bedford, TX | Current employment |
| CF FINANCIAL | State registered | Jan 25, 2021 | Jan 31, 2025 | no | FORT WORTH, TX | Previous registration |
| REGAL INVESTMENT ADVISORS LLC | Bd affiliated wealth | Aug 17, 2016 | Jan 22, 2021 | no | Dallas, TX|KENTWOOD, MI | Previous registration |
| EDWARD JONES | National bd RIA | Sep 4, 2012 | Aug 19, 2016 | no | FT WORTH, TX|ST LOUIS, MO|FT WORTH, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CF FINANCIAL | EMERSON EQUITY LLC | Jan 31, 2025 | Apr 24, 2025 | 83 | Firm change | Other |
| REGAL INVESTMENT ADVISORS LLC | CF FINANCIAL | Jan 22, 2021 | Jan 25, 2021 | 3 | Firm change | Ibd to state RIA |
| EDWARD JONES | REGAL INVESTMENT ADVISORS LLC | Aug 19, 2016 | Aug 17, 2016 | -2 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 125004:311964:MI:2021-01-22 | Jan 22, 2021 | Jan 25, 2021 | KENTWOOD, MI | Firm change |