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C•••••• C•••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

C•••••• C•••••• P•••••••• L••

CRD 157038

NEW YORK, NY

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Search this name across graphsid dfx:ria:2f97fe1b-c90c-c17d-29b9-3818c313c076

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 6
On other graphs: 3
Observed: Feb 14, 2012 to Mar 30, 2026
35 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C•••••• C•••••• P•••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

C•••••• C•••••• P•••••••• L••

Capital provider to sponsors · shared crd

Private Creditidentity

C•••••• C•••••• P•••••••• L••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.98 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.9BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.9B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••••• I•••••••• I•• L•	Private Equity Fund	$445M	Nov 22, 2024	150	Mar 29, 2018	reported	021-299602
C•••••• C•• O••••••••• M••••• F••• I•• L•	Private Equity Fund	$211M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• B••••• T•••••••••	CHIEF FINANCIAL OFFICER	Na	yes	06/2021	Jun 22, 2021	Nov 22, 2024
C•••••• C•••••• P•••••••• L•	SOLE MEMBER	E	yes	12/2012	Jan 16, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••••• C•••••• M••••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
C•••••• C•••••• P•••••••• L•	n/a	n/a	n/a	Y	yes	n/a
C•••••• C•• G•• L•

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
WASHINGTON DEPOT	Ct	United States	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.9B	$1.9B	-1.8%	$1.9B	-1.0%	38	36	1	1

Relationships

Advises (17)

→ R••••••••• C••••••••• L•Private fundPrivate Equity Fund, IA
Mar 29, 2018 to presentfactForm ADV
→ C•••••• S••••••••• C••••• I•••••••• F•••• L•Private fundOther Private Fund, IA
Mar 22, 2022 to presentfactForm ADV
→ C•• C••••••••• L•Private fundPrivate Equity Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ C•••••• I•••••••• I•• L•

Dated events

Occurred
Nov 22, 2024
Control person joined
Adam Jeffrey Sipos (Chief Compliance Officer / General Counsel) appeared on Schedule A of C•••••• C•••••• P•••••••• L••
Form ADVobserved 7 days ago
Occurred
Mar 31, 2023
Regulatory AUM changed
C•••••• C•••••• P•••••••• L•• reported RAUM $1.9B, up 84% from $1.1B (2022-03-31 to 2023-03-31)
Form ADVobserved 7 days ago
$892M
Occurred
Mar 31, 2022
Regulatory AUM changed
C•••••• C•••••• P•••••••• L•• reported RAUM $1.1B, up 26% from $841.6M (2021-06-22 to 2022-03-31)
Form ADVobserved 7 days ago
$216M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2f97fe1b-c90c-c17d-29b9-3818c313c076
First observed: Feb 14, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 30, 2026	$1.9B	$1.9B	38	25	1	12	n/a
2024	Mar 31, 2025	$1.9B	$1.9B	36	19	1	12	n/a
2023	Mar 29, 2024	$1.7B	$1.7B	34	23	1	12	$893M
2022	Mar 31, 2023	$1.9B	$1.9B	26	17	1	11	$988M
2021	Mar 31, 2022	$1.1B	$1.1B	24	17	0	12	$663M
2020	Mar 31, 2021	$842M	$842M	21	15	0	10	$921M
2019	Mar 27, 2020	$808M	$808M	21	15	0	10	$889M
2018	Mar 29, 2019	$743M	$743M	19	14	0	8	$814M
2017	Mar 29, 2018	$745M	$745M	17	12	0	8	$818M
2016	Mar 30, 2017	$425M	$425M	17	12	n/a	5	$471M
2015	Mar 30, 2016	$400M	$400M	17	12	n/a	4	$449M
2014	Mar 31, 2015	$323M	$323M	15	11	n/a	4	$360M
2013	Mar 31, 2014	$284M	$284M	15	12	n/a	4	$123M
2012	Apr 1, 2013	$204M	$204M	14	11	n/a	2	$193M