DFX Intelligence
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Reading the graph
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Advisor at M••••• B•••• F••••• W••••• L••
ALLENTOWN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• B•••• F••••• W••••• L•• | Independent wealth | Mar 31, 2020 | n/a | yes | ALLENTOWN, PA | Current employment |
| J••••• M••••••••• S•••• L•• | Bd affiliated wealth | Jun 7, 2019 | Mar 26, 2020 | no | ALLENTOWN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••••• M••••••••• S•••• L•• | M••••• B•••• F••••• W••••• L•• | Mar 26, 2020 | Mar 31, 2020 | 5 | Firm change | Ibd to RIA |
| M••••• S•••••• | J••••• M••••••••• S•••• L•• | Jun 10, 2019 | Jun 7, 2019 |
| M••••• S•••••• | Wirehouse | Jul 23, 2015 | Jun 10, 2019 | no | SOUTH JORDAN, UT|Washington, DC|Allentown, PA | Previous registration |
| E•••••••• A•••••••• L•• | National bd RIA | Aug 20, 2014 | Jun 29, 2015 | no | BALA CYNWYD, PA|BETHLEHEM, PA|CENTER VALLEY, PA|BALA CYNWYD, PA | Previous registration |
| -3 |
| Firm change |
| Wirehouse to ibd |
| E•••••••• A•••••••• L•• | M••••• S•••••• | Jun 29, 2015 | Jul 23, 2015 | 24 | Firm change | Ibd to wirehouse |