DFX Intelligence

S••• L••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

S••• L••• K••••••

Advisor at 1••• I••••••••• A••••••• C••

Des Moines, IA

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Search this name across graphsid dfx:ria:2fa07c07-9796-cff7-0a28-4f73086ae551

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 21, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 1••• I••••••••• A••••••• C••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
1••• I••••••••• A••••••• C••	Mixed wealth	Apr 18, 2025	n/a	yes	Des Moines, IA	Current employment
P•••••••• S••••••••• I•••	Bd affiliated wealth	Jul 22, 2011	Nov 2, 2018	no	DES MOINES, IA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• S••••••••• I•••	1••• I••••••••• A••••••• C••	Nov 2, 2018	Apr 18, 2025	2,359	Firm change after gap	Ibd to RIA

Relationships

Registered with (2)

→ 1••• I••••••••• A••••••• C••Registered adviserregistration: current employment
Apr 18, 2025 to presentfactForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jul 22, 2011 to Nov 2, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2fa07c07-9796-cff7-0a28-4f73086ae551
First observed: Mar 21, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.