DFX Intelligence

C••••••• F• E•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

C••••••• F• E•••••

Advisor at J••• M••••• S••••••••• L••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:2fa5a879-a4d3-7cab-f3e6-bd62299b1794

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 3
On other graphs: 0
Observed: Jul 7, 2022 to Sep 18, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Sep 17, 2026	n/a	yes	LOS ANGELES, CA	Current employment
M••••• S••••••	Wirehouse	Jul 7, 2022	n/a	yes	Beverly Hills, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	J••• M••••• S••••••••• L••	Sep 14, 2026	Sep 17, 2026	3	Firm change	Wirehouse to wirehouse

Relationships

Registered with (1)

→ M••••• S••••••Registered adviserregistration: current employment
Jul 7, 2022 to presentfactForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 14, 2026
Advisor changed firm
C••••••• F• E••••• left M••••• S•••••• for J••• M••••• S••••••••• L•• (registered 2026-09-17)
Form ADVobserved 4 days ago

Show 2 bookkeeping events

Occurred
Sep 17, 2026
C••••••• F• E••••• registered as an investment adviser representative at J••• M••••• S••••••••• L••
First seen by DFX
Sep 15, 2026
date not stated
C••••••• F• E••••• no longer holds an investment adviser registration (last listed at M••••• S•••••• on the 2026-09-14 feed)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2fa5a879-a4d3-7cab-f3e6-bd62299b1794
First observed: Jul 7, 2022
Last observed: Sep 18, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.