DFX Intelligence

M••••••• F••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

M••••••• F••• M••••••••• L••

CRD 171710

CHARLOTTESVILLE, VA

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Search this name across graphsid dfx:ria:2faeafd8-fec5-63fe-792d-c892234a1c10

Data as of Mar 25, 2021 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 2
Observed: Jun 5, 2014 to Mar 25, 2021
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

M••••••• F••• M••••••••• L••

Private equity manager · shared crd

Venture Capitalidentity

M••••••• F••• M••••••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $203M••• Locked
Discretionary RAUM: $203M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M••••••• M••••• F••• L•	Hedge Fund	$904M	Mar 29, 2017	67	Oct 7, 2013	dropped	n/a
M••••••• F••• L•	Hedge Fund	$465M	Jun 21, 2016

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••• K•••••••• E••••	CHIEF COMPLIANCE OFFICER AND DIRECTOR OF INVESTOR RELATIONS & OPERATIONS	Na	yes	08/2014	Aug 15, 2014	Mar 25, 2021
S••••••••• W••••••• R•••	MANAGING MEMBER	E	yes	07/2013	Jun 5, 2014	Mar 25, 2021

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M••••••• F••• P••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 25, 2021

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$203M	$402M	-49.4%	n/a	n/a	2	2	0	0

Relationships

Advises (4)

→ M••••••• O••••••••• F••• L•Private fundVenture Capital Fund, ERA
Feb 1, 2018 to presentfactForm ADV
→ M••••••• M••••• F••• L•Private fundHedge Fund, IA, no longer reported
Oct 7, 2013 to Mar 29, 2017factForm ADV
→ M••••••• F••• L•••Private fundHedge Fund, IA, no longer reported
Oct 7, 2013 to Jun 21, 2016factForm ADV
→ M••••••• F••• L•

Dated events

Occurred
Mar 25, 2021
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-199M
Occurred
Mar 25, 2021
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 5, 2020
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-551M
Occurred
Jun 5, 2014
First Form ADV filing

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2faeafd8-fec5-63fe-792d-c892234a1c10
First observed: Jun 5, 2014
Last observed: Mar 25, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.