DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner28 years in industry

GAL SHERMAN

Advisor at THE WEALTH CONSULTING GROUP

Agoura Hills, CA | LAS VEGAS, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2fafba55-e411-cfff-d998-f9fba8c39ded

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 18, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE WEALTH CONSULTING GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 17, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Mar 17, 1998
First registration: Apr 18, 2000
Dual registered: no
Other names: GALI SHERMAN
IAPD individual key: 3008965

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE WEALTH CONSULTING GROUP	Independent wealth	May 1, 2023	n/a	yes	Agoura Hills, CA\|LAS VEGAS, NV	Current employment
CWM, LLC	Bd affiliated wealth	Feb 6, 2017	May 4, 2023	no	Agoura Hills, CA\|Agoura Hills, CA	Previous registration
ESI FINANCIAL ADVISORS	Independent wealth	Oct 24, 2002	Feb 13, 2017	no	AGOURA HILLS, CA\|GLENDALE, CA\|AGOURA HILLS, CA\|MONTPELIER, VT	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 18, 2000	Oct 21, 2002	no	THOUSAND OAKS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CWM, LLC	THE WEALTH CONSULTING GROUP	May 4, 2023	May 1, 2023	-3	Firm change	Ibd to RIA
ESI FINANCIAL ADVISORS	CWM, LLC	Feb 13, 2017	Feb 6, 2017	-7	Firm change	Other
LPL FINANCIAL LLC	ESI FINANCIAL ADVISORS	Oct 21, 2002	Oct 24, 2002	3	Firm change	Other

Relationships

Registered with (4)

→ THE WEALTH CONSULTING GROUPRegistered adviserregistration: current employment
May 1, 2023 to presentfactForm ADV
→ CWM, LLCRegistered adviserregistration: previous registration
Feb 6, 2017 to May 4, 2023factForm ADV
→ ESI FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Oct 24, 2002 to Feb 13, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 18, 2000 to Oct 21, 2002factForm ADV

Dated events

Occurred
May 4, 2023
Advisor changed firm
Gal Sherman left Cwm, Llc for The Wealth Consulting Group (registered 2023-05-01)
Form ADVobserved 5 days ago