This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 9, 1986earliest registration or exam on IAPD

Years in industry

39derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

4

Designations

Chartered Financial Consultant

Exams

S63|S65

First exam

Dec 9, 1986

First registration

Nov 10, 2005

Dual registered

yes, broker-dealer

IAPD individual key

1531051

• Occurred

  Dec 13, 2023
  Advisor changed firm

  Frank Michael Brown left Woodbury Financial Services, Inc. for Cadaret Grant & Co Inc (registered 2023-12-11)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2fb76ca8-d9eb-9273-0b67-dc25f1ac9d0a

First observed

Nov 10, 2005

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.