DFX Intelligence

M••••••• L••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

M••••••• L••• M•••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2fc2384d-4b08-766e-fb7a-1355c88d1f1f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 15, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Feb 27, 2026	n/a	yes	Fort Wayne, IN\|Colorado Springs , CO	Current employment
P••••••• F••••••••	Independent wealth	Mar 15, 2005	Mar 11, 2026	no	FORT WAYNE, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• F••••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Mar 11, 2026	Feb 27, 2026	-12	Firm change	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
131344:134139:IN:2026-03-02	Mar 11, 2026	Feb 27, 2026	FORT WAYNE, IN	Firm change

Relationships

Registered with (2)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Feb 27, 2026 to presentfactForm ADV
→ P••••••• F••••••••Registered adviserregistration: previous registration
Mar 15, 2005 to Mar 11, 2026factForm ADV

Dated events

Occurred
Mar 11, 2026
Advisor changed firm
M••••••• L••• M••••• left P••••••• F•••••••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2026-02-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2fc2384d-4b08-766e-fb7a-1355c88d1f1f
First observed: Mar 15, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.