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Advisor at EQUITABLE ADVISORS, LLC
FLORENCE, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | National bd RIA | Aug 14, 2025 | n/a | yes | FLORENCE, KY | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 19, 2024 | Aug 7, 2025 | no | FLORENCE, KY | Previous registration |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Mar 1, 2019 | Jan 19, 2024 | no | FLORENCE, KY | Previous registration |
| QUESTAR ASSET MANAGEMENT, INC. | Former SEC adviser | Oct 7, 2008 | Mar 1, 2019 | no | MINNEAPOLIS, MN|FLORENCE, KY | Previous registration |
| QUESTAR CAPITAL CORPORATION | n/a | Feb 20, 2004 | Dec 31, 2005 | no | FLORENCE, KY|FLORENCE, KY|MINNEAPOLIS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | EQUITABLE ADVISORS, LLC | Aug 7, 2025 | Aug 14, 2025 | 7 | Firm change | Ibd to ibd |
| WOODBURY FINANCIAL SERVICES, INC. | OSAIC WEALTH, INC. | Jan 19, 2024 | Jan 19, 2024 | 0 | Bulk transfer | Ibd to ibd |
| QUESTAR ASSET MANAGEMENT, INC. | WOODBURY FINANCIAL SERVICES, INC. | Mar 1, 2019 | Mar 1, 2019 | 0 | Bulk transfer | Ibd to ibd |
| QUESTAR CAPITAL CORPORATION | QUESTAR ASSET MANAGEMENT, INC. | Dec 31, 2005 | Oct 7, 2008 | 1,011 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 23131:6627:KY:2025-08-07 | Aug 7, 2025 | Aug 14, 2025 | FLORENCE, KY | Firm change |