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CRD 166356
ZUG
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| A••••••••• M••••• F••• L•• | Hedge Fund | $509M | Oct 15, 2019 | 174 | Dec 21, 2012 | reported | 021-198390 |
| A••••••••• R••••••• V•••• O••••••••• M••••• F••• L•• | Hedge Fund | $229M |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| G•••••• D••••• | CHIEF COMPLIANCE OFFICER | E | yes | 07/2012 | Dec 21, 2012 | Oct 15, 2019 |
| M•••••• G•••• C•••• | Director | Na | yes | 07/2015 | Aug 14, 2015 | Oct 15, 2019 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| A••••••••• C•••••• L• | n/a | Former SEC adviser | $1.1B | Y | yes | n/a |
| A••••••••• C•••••• L•• | n/a | n/a | n/a | Y | yes | n/a |
| A••••••••• G• L•• |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2019 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2019 | $702M | $1.1B | -34.2% | $2.3B | -32.9% | 26 | 30 | 0 | 0 |
| 13 |
| Apr 20, 2017 |
| reported |
| n/a |
| Director |
| Na |
| yes |
| 08/2013 |
| Dec 10, 2013 |
| Oct 15, 2019 |
| Q••••••••• M••••••• W•••••• | CHIEF OPERATING OFFICER | Na | yes | 07/2012 | Dec 21, 2012 | Oct 15, 2019 |
| D••••• W••••••• M•••••• | Shareholder | B | no | 04/2014 | Aug 7, 2014 | Oct 15, 2019 |
| M•••• R••••••• G••••• A•••• | CHIEF FINANCIAL OFFICER | Na | no | 02/2013 | May 16, 2013 | Oct 15, 2019 |
| n/a |
| n/a |
| n/a |
| Y |
| yes |
| n/a |
| A••••••••• R••••••• V•••• G• L•• | n/a | n/a | n/a | Y | yes | n/a |
| $702M |
| $702M |
| 26 |
| 10 |
| 0 |
| 2 |
| $738M |
| 2018 | Sep 28, 2018 | $1.1B | $1.1B | 30 | 13 | 0 | 2 | $3.3B |
| 2017 | Aug 28, 2017 | $1.3B | $1.3B | 39 | 17 | n/a | 2 | $4.2B |
| 2016 | Aug 17, 2016 | $2.3B | $2.3B | 35 | 17 | n/a | 1 | $6.0B |
| 2015 | Aug 14, 2015 | $1.2B | $1.2B | 23 | 10 | n/a | 1 | $1.2B |
| 2014 | Aug 7, 2014 | $465M | $465M | 18 | 8 | n/a | 1 | $903M |
| 2013 | Dec 10, 2013 | $352M | $352M | 15 | 7 | n/a | 1 | $352M |