DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at FREC
SAN FRANCISCO, CA | New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Frec | Independent wealth | Aug 4, 2026 | n/a | yes | New York, NY|SAN FRANCISCO, CA | Current employment |
| SEI INVESTMENTS MANAGEMENT CORP | Mixed wealth | Jun 30, 2023 | Feb 10, 2026 | no | OAKS, PA|Millstone Twp, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SEI INVESTMENTS MANAGEMENT CORP | Frec | Feb 10, 2026 | Aug 4, 2026 | 175 | Firm change | RIA to RIA |