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CRD 131417
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JAMES WILLIAM TRAWEEK | n/a | DALAS, TX | 21 | 25 | 2 | no |
| RICHARD KENT MCGAUGHY | n/a | DALLAS, TX | 21 | 24 | 2 | no |
| ANTAL ROHIT DESAI | n/a | DALLAS, TX | 21 | 22 | 2 | no |
| JOHN ALEXANDER SHEPARD | n/a | DALLAS, TX | 20 | 21 | 2 | no |
| JOHN EARL BATEMAN | n/a | DALLAS, TX | 20 | 40 | 3 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| WHITE TAILED PTARMIGAN, LP | Private Equity Fund | $211M | Mar 27, 2024 | 55 | Mar 31, 2016 | reported | n/a |
| BEARDED REEDLING, LP | Private Equity Fund | $171M | Mar 27, 2024 | 55 | Mar 26, 2014 | reported | 021-247733 |
| COTINGA, LP | Private Equity Fund | $101M | Mar 27, 2024 | 49 | Feb 23, 2022 | reported | 021-390422 |
| YELLOW WARBLER, L.P. | Private Equity Fund | $86.8M | Mar 27, 2024 | 8 | Jan 31, 2012 | reported | 021-131833 |
| ROADRUNNER FUND, L.P. | Private Equity Fund | $75.1M | Mar 27, 2024 | 7 | Jan 31, 2012 | reported | 021-146528 |
| CP LIQUIDATION FUND, L.P. | Other Private Fund | $63.5M | Aug 29, 2012 | 10 | Jan 31, 2012 | dropped | 021-170978 |
| GALLOPAVO, LP | Private Equity Fund | $62.7M | Mar 27, 2024 | 5 | Mar 31, 2015 | reported | n/a |
| MALLARD FUND, L.P. | Private Equity Fund | $47.6M | Mar 27, 2024 | 7 | Jan 31, 2012 | reported | 021-131834 |
| WHIMBREL PARTNERS, LP | Private Equity Fund | $44.5M | Mar 27, 2024 | 63 | Mar 30, 2020 | reported | 021-357507 |
| CANARY PARTNERS, LP | Private Equity Fund | $42.3M | Mar 27, 2024 | 32 | Aug 22, 2022 | reported | 021-446208 |
| KILLDEER FUND, L.P. | Private Equity Fund | $41.7M | Mar 27, 2024 | 1 | Jan 31, 2012 | reported | n/a |
| ORIOLE, LP | Private Equity Fund | $40.5M | Mar 27, 2024 | 59 | Mar 31, 2023 | reported | n/a |
| MANAKIN, LP | Private Equity Fund | $35.6M | Mar 27, 2024 | 43 | Aug 24, 2023 | reported | 021-473991 |
| CP 2000 LIQUIDATION FUND, L.P. | Other Private Fund | $31.9M | Aug 29, 2012 | 19 | Jan 31, 2012 | dropped | 021-170981 |
| SNOWY OWL, LP | Private Equity Fund | $28.7M | Mar 27, 2024 | 58 | May 25, 2022 | reported | 021-431277 |
| MOTMOT, LP | Private Equity Fund | $25.6M | Mar 27, 2024 | 48 | Aug 24, 2023 | reported | 021-481725 |
| KESTREL FUND, L.P. | Private Equity Fund | $23.8M | Mar 27, 2024 | 80 | Jan 31, 2012 | reported | 021-73335 |
| NIGHTHAWK PARTNERS, LP | Private Equity Fund | $23.7M | Mar 27, 2024 | 2 | Aug 28, 2018 | reported | 021-312110 |
| BULLFINCH, LP | Private Equity Fund | $14.0M | Mar 27, 2024 | 16 | Mar 29, 2018 | reported | n/a |
| SANDPIPER FUND, L.P. | Private Equity Fund | $13.4M | Aug 24, 2023 | 7 | Jan 31, 2012 | reported | 021-133686 |
| VERDIN FUND, L.P. | Hedge Fund | $9.4M | Mar 31, 2016 | 38 | Jan 31, 2012 | dropped | n/a |
| CERULEAN WARBLER, LP | Private Equity Fund | $7.1M | Mar 27, 2024 | 18 | Mar 29, 2018 | reported | n/a |
| CURLEW FUND, LP | Private Equity Fund | $6.7M | Aug 24, 2023 | 8 | Mar 26, 2014 | reported | n/a |
| PETREL FUND, LP | Private Equity Fund | $6.3M | Mar 27, 2024 | 8 | Mar 31, 2016 | reported | n/a |
| BARRED OWL PARTNERS, LP | Private Equity Fund | $5.4M | Mar 27, 2024 | 5 | Mar 29, 2018 | reported | 021-302582 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BATEMAN, JOHN, EARL | PRESIDENT/CHIEF COMPLIANCE OFFICER | Na | yes | 07/2007 | Jan 31, 2012 | Mar 27, 2024 |
| DESAI, ANTAL, ROHIT | MANAGING PARTNER | D | yes | 07/2022 | Mar 31, 2023 | Mar 27, 2024 |
| MCGAUGHY, RICHARD, KENT | MANAGING PARTNER | D | yes | 07/2007 | Jan 31, 2012 | Mar 27, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $856M | $856M | 7 | 2 | 0 | 26 | n/a |
| 2024 | Mar 28, 2025 | $717M | $717M | 6 | 2 | 0 | 26 | n/a |
| 2023 | Mar 27, 2024 | $1.0B | $1.0B | 6 | 2 | 0 | 25 | $1.1B |
| 2022 | Mar 31, 2023 | $1.2B | $1.2B | 7 | 2 | 0 | 28 | $1.2B |
| 2021 | Mar 31, 2022 | $2.1B | $2.1B | 15 | 9 | 0 | 25 | $2.4B |
| 2020 | Mar 31, 2021 | $2.4B | $2.4B | 13 | 7 | 0 | 25 | $2.5B |
| 2019 | Mar 30, 2020 | $3.9B | $3.9B | 19 | 12 | 0 | 27 | $3.7B |
| 2018 | Mar 30, 2019 | $2.6B | $2.6B | 17 | 10 | 0 | 26 | $2.6B |
| 2017 | Mar 29, 2018 | $2.0B | $2.0B | 18 | 11 | 0 | 25 | $1.9B |
| 2016 | Mar 28, 2017 | $2.3B | $2.3B | 12 | 6 | n/a | 25 | $2.3B |
| 2015 | Mar 31, 2016 | $2.4B | $2.4B | 12 | 6 | n/a | 29 | $2.3B |
| 2014 | Mar 31, 2015 | $2.1B | $2.1B | 12 | 6 | n/a | 27 | $2.0B |
| 2013 | Mar 26, 2014 | $1.9B | $1.9B | 12 | 9 | n/a | 26 | $1.9B |
| 2012 | Apr 1, 2013 | $1.4B | $1.4B | 14 | 8 | n/a | 22 | $1.4B |
| 2011 | Jan 31, 2012 | $1.0B | $1.0B | n/a | n/a | n/a | 21 | $1.0B |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $856M | $717M | 19.3% | $1.2B | -10.6% | 7 | 6 | 0 | 0 |