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RIA / WealthAdvisorCertified Financial Planner25 years in industry

DOUGLAS MATTHEW ROTMAN

Advisor at TRUE WEALTH STEWARDS

CARMEL, IN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 18, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRUE WEALTH STEWARDS
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 29, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Nov 29, 2000
First registration: Feb 18, 2002
Dual registered: no
IAPD individual key: 4284045

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRUE WEALTH STEWARDS	State registered	Sep 30, 2019	n/a	yes	CARMEL, IN	Current employment
THE FINANCIAL JUNCTION	Former SEC adviser	Mar 18, 2016	Oct 2, 2019	no	CARMEL, IN	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Apr 25, 2007	Mar 29, 2016	no	CARMEL, IN\|INDIANAPOLIS, IN	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Apr 19, 2005	Apr 11, 2007	no	CARMEL, IN\|CARMEL, IN	Previous registration
NORTHWEST FINANCIAL SERVICES INC	Independent wealth	Feb 18, 2002	Sep 8, 2005	no	INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE FINANCIAL JUNCTION	TRUE WEALTH STEWARDS	Oct 2, 2019	Sep 30, 2019	-2	Firm change	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	THE FINANCIAL JUNCTION	Mar 29, 2016	Mar 18, 2016	-11	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	TRANSAMERICA FINANCIAL ADVISORS, LLC	Apr 11, 2007	Apr 25, 2007	14	Firm change	Other
NORTHWEST FINANCIAL SERVICES INC	VALIC FINANCIAL ADVISORS, INC.	Sep 8, 2005	Apr 19, 2005	-142	Firm change after gap	Other

Relationships

Registered with (5)

→ TRUE WEALTH STEWARDSRegistered adviserregistration: current employment
Sep 30, 2019 to presentfactForm ADV
→ THE FINANCIAL JUNCTIONRegistered adviserregistration: previous registration
Mar 18, 2016 to Oct 2, 2019factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 25, 2007 to Mar 29, 2016factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Apr 19, 2005 to Apr 11, 2007factForm ADV
→ NORTHWEST FINANCIAL SERVICES INCRegistered adviserregistration: previous registration
Feb 18, 2002 to Sep 8, 2005factForm ADV

Dated events

No dated event names this entity yet.