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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

Hugo Alberto Marrero

Advisor at KESTRA ADVISORY SERVICES, LLC

Baton Rouge, LA

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Search this name across graphsid dfx:ria:2fed72b8-ce3c-086c-bce3-0f3ef25c8449

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 26, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KESTRA ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 4, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Dec 4, 1997
First registration: Sep 26, 2005
Dual registered: yes, broker-dealer
Other names: HUGO ALBERTO MARRERO|Hugo Alberto Marrero
IAPD individual key: 1859120

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Jan 27, 2025	n/a	yes	Baton Rouge, LA	Current employment
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	May 27, 2020	Jan 27, 2025	no	BATON ROUGE, LA\|ORLANDO, FL\|Baton Rouge, LA	Previous registration
MORGAN STANLEY	Wirehouse	Jan 16, 2015	May 27, 2020	no	Baton Rouge, LA	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Sep 26, 2005	Jan 26, 2015	no	BATON ROUGE, LA\|BATON ROUGE, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONCOURSE FINANCIAL GROUP ADVISORS	KESTRA ADVISORY SERVICES, LLC	Jan 27, 2025	Jan 27, 2025	0	Firm change	Ibd to ibd
MORGAN STANLEY	CONCOURSE FINANCIAL GROUP ADVISORS	May 27, 2020	May 27, 2020	0	Firm change	Wirehouse to ibd
CONCOURSE FINANCIAL GROUP ADVISORS	MORGAN STANLEY	Jan 26, 2015	Jan 16, 2015	-10	Firm change	Other

Relationships

Registered with (3)

→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Jan 27, 2025 to presentfactForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
May 27, 2020 to Jan 27, 2025factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jan 16, 2015 to May 27, 2020factForm ADV

Dated events

Occurred
Jan 27, 2025
Advisor changed firm
Hugo Alberto Marrero left Concourse Financial Group Advisors for Kestra Advisory Services, Llc (registered 2025-01-27)
Form ADVobserved 4 days ago