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S••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

S••••••••• L••

CRD 313276

NEW YORK, NY

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Search this name across graphsid dfx:ria:2ff473b0-3a40-9ad4-488d-faca01e03e94

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 1
Observed: Jul 2, 2022 to Mar 30, 2026
11 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

S••••••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $146MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $146M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••••••• A••••••••• F•••••• L•	Hedge Fund	$249M	May 28, 2024	42	Aug 9, 2021	reported	021-385941
A••••••• F••• L••••••	Hedge Fund	$17.4M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• G••••••	Owner	F	yes	12/2021	Mar 29, 2024	May 28, 2024
A•••••• G•••• A•	Owner	E	yes	05/2022	Jul 2, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••••• A•	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$146M	$259M	-43.7%	$324M	-23.4%	4	4	0	0

Relationships

Advises (3)

→ A••••••• F••• L••••••Private fundHedge Fund, IA
Aug 9, 2021 to presentfactForm ADV
→ S••••••••• T• F•••• L•Private fundHedge Fund, IA
Mar 29, 2024 to presentfactForm ADV
→ S••••••••• A••••••••• F•••••• L•Private fundHedge Fund, IA
Aug 9, 2021 to presentfactForm ADV

Controls (4)

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
S••••••••• L•• reported RAUM $145.8M, down 44% from $258.9M (2025-03-27 to 2026-03-30)
Form ADVobserved 6 days ago
$-113M
Occurred
Mar 29, 2024
Control person joined
G•••••• A••••••••• (Owner) appeared on Schedule A of S••••••••• L••
Form ADVobserved 6 days ago
Occurred
Mar 28, 2023
Regulatory AUM changed
S••••••••• L•• reported RAUM $324.1M, up 79% from $181.3M (2022-12-07 to 2023-03-28)
Form ADVobserved 6 days ago
$143M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ff473b0-3a40-9ad4-488d-faca01e03e94
First observed: Jul 2, 2022
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.