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CRD 106125
MEMPHIS, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| NIMROD GORDON THOMPSON | Personal Financial Specialist | MEMPHIS, TN | 22 | 34 | n/a | no |
| CHRISTOPHER LEE LACY | Certified Financial Planner | MEMPHIS, TN | 14 | 19 | n/a | no |
| JOHN ROBERT HARRELL | Certified Financial Planner | MEMPHIS, TN | 14 | 21 | n/a | no |
| COLIN P PRINCE | n/a | Memphis, TN | 8 | 19 | 1 | no |
| JAMES MICHAEL DEHORITY | n/a | Memphis, TN | 8 | 40 | n/a | no |
| JAY MARTIN MCDONALD | n/a | MEMPHIS, TN | 1 | 19 | n/a | no |
| Jere Matthews Sights | n/a | Memphis, TN | 1 | 10 | n/a | no |
| NIMROD G. THOMPSON | Certified Financial Planner | MEMPHIS, TN | 0 | 16 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CAMPBELL, MARGARET, CURTIS | Director | A | yes | 01/2017 | Aug 26, 2026 | Aug 26, 2026 |
| HARRELL, JOHN, ROBERT | Director | B | yes | 01/2017 | Aug 26, 2026 | Aug 26, 2026 |
| Koch, Bryan, James | Director | A | yes | 07/2023 | Aug 26, 2026 | Aug 26, 2026 |
| LACY, CHRISTOPHER, LEE | DIRECTOR, CHIEF COMPLIANCE OFFICER | A | yes | 01/2017 | Aug 26, 2026 | Aug 26, 2026 |
| MCDONALD, JAY, MARTIN | Member | Na | yes | 01/2025 | Aug 26, 2026 | Aug 26, 2026 |
| Sights, Jere, Matthews | Member | A | yes | 01/2023 | Aug 26, 2026 | Aug 26, 2026 |
| SIGHTS, JERE, MATTHEWS | Director | A | yes | 09/2017 | Aug 26, 2026 | Aug 26, 2026 |
| THOMPSON, NIMROD, G. | Member | A | yes | 01/2023 | Aug 26, 2026 | Aug 26, 2026 |
| THOMPSON, NIMROD, GORDON | MANAGING MEMBER | Na | yes | 01/1997 | Aug 26, 2026 | Aug 26, 2026 |
| NIMROD GORDON THOMPSON REVOCABLE TRUST FOR MEMBERSHIP INTERESTS | Member | D | yes | 01/2022 | Jan 27, 2022 | Feb 13, 2024 |
| THOMPSON, NIMROD, GORDON | Trustee | E | yes | 01/2022 | Mar 30, 2012 | Feb 13, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 12, 2026 | $1.2B | $1.2B | 15 | 9 | 0 | n/a | n/a |
| 2024 | Feb 5, 2025 | $1.1B | $1.1B | 14 | 9 | 0 | n/a | n/a |
| 2023 | Feb 13, 2024 | $971M | $971M | 13 | 9 | 0 | n/a | n/a |
| 2022 | Mar 9, 2023 | $846M | $846M | 13 | 9 | 0 | n/a | n/a |
| 2021 | Jan 27, 2022 | $961M | $961M | 12 | 8 | 0 | n/a | n/a |
| 2020 | Mar 23, 2021 | $802M | $802M | 13 | 8 | 0 | n/a | n/a |
| 2019 | Mar 30, 2020 | $718M | $718M | 13 | 8 | 0 | n/a | n/a |
| 2018 | Mar 26, 2019 | $597M | $597M | 12 | 9 | 0 | n/a | n/a |
| 2017 | Mar 19, 2018 | $618M | $618M | 10 | 7 | 0 | n/a | n/a |
| 2016 | Mar 15, 2017 | $547M | $547M | 9 | 7 | n/a | n/a | n/a |
| 2015 | Feb 12, 2016 | $498M | $498M | 8 | 6 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $502M | $502M | 8 | 6 | n/a | n/a | n/a |
| 2013 | Mar 27, 2014 | $485M | $485M | 9 | 5 | n/a | n/a | n/a |
| 2012 | Feb 15, 2013 | $427M | $427M | 11 | 5 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $384M | $384M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.2B | $1.1B | 14.4% | $846M | 13.7% | 13 | 14 | 0 | 0 |