DFX Intelligence

K••• J•••• K•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

K••• J•••• K•••••••••

Advisor at F••••••••• P•••••••• L••

PITTSFORD, NY

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Search this name across graphsid dfx:ria:3001d84c-97bd-b137-5102-89841266d9d3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 16, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••••• P•••••••• L••	Independent wealth	Apr 16, 2026	n/a	yes	PITTSFORD, NY	Current employment
M••••• S••••••	Wirehouse	Dec 16, 2014	May 6, 2026	no	Rochester, NY\|Naples, FL\|Rochester, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	F••••••••• P•••••••• L••	May 6, 2026	Apr 16, 2026	-20	Firm change	Wirehouse to new firm

Relationships

Registered with (2)

→ F••••••••• P•••••••• L••Registered adviserregistration: current employment
Apr 16, 2026 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Dec 16, 2014 to May 6, 2026factForm ADV

Dated events

Occurred
May 6, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3001d84c-97bd-b137-5102-89841266d9d3
First observed: Dec 16, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.