DFX Intelligence

S•• C••• K••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

S•• C••• K••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Virginia Beach, VA

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Search this name across graphsid dfx:ria:3007578b-0380-f199-979e-6d8a3c669e9f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 11, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Sep 1, 2026	n/a	yes	Virginia Beach, VA	Current employment
F•••••••• S••••••• A••••••• I••	Independent wealth	Jan 11, 2000	Aug 31, 2026	no	VA BEACH, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• S••••••• A••••••• I••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Aug 31, 2026	Sep 1, 2026	1	Firm change	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
110746:149018:VA:2026-08-31	Aug 31, 2026	Sep 1, 2026	VA BEACH, VA	Firm change

Relationships

Registered with (2)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Sep 1, 2026 to presentfactForm ADV
→ F•••••••• S••••••• A••••••• I••Registered adviserregistration: previous registration
Jan 11, 2000 to Aug 31, 2026factForm ADV

Dated events

Occurred
Aug 31, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3007578b-0380-f199-979e-6d8a3c669e9f
First observed: Jan 11, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.