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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

THOR WEALTH MANAGEMENT INC

THOR INVESTMENT MANAGEMENT INC, CRD 105902

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:301c9142-24f2-dd0f-2b47-9a2e6d07ae4c

Data as of May 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 2
On other graphs: 0
Observed: Nov 30, 2011 to May 18, 2026
40 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $679MItem 5.F on the latest filing (2026-05-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $679M
Private client RAUM: $648MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $84.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 15
Advisory employees: 7
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,691
Individual clients: 304
High net worth clients: 175
Custody, client assets: $57.3M
SEC number: 801-40745
CRD: 105902
Filings on the tape: 40
First filed: Nov 30, 2011
Latest filed: May 18, 2026
Organised: Corporation, OH

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES EDWARD GORE	n/a	CINCINNATI, OH	26	34	n/a	no
MARK FREDERICK KLEESPIES	n/a	CINCINNATI, OH	26	29	n/a	no
GREGORY CHARLES LUKE	n/a	CINCINNATI, OH	23	24	n/a	no
ALLISHA HENRY CURTIS	n/a	CINCINNATI, OH	14	33	1	no
JAMES JOHN STECHSCHULTE	Chartered Financial Analyst	CINCINNATI, OH	8	13	n/a	no
ANDREW DAVID MOLNAR	Chartered Financial Analyst	CINCINNATI, OH	7	14	n/a	no
Anthony Weaver	Certified Financial Planner	CINCINNATI, OH	1	13	1	no
Andrew John Woodard	Chartered Financial Analyst	CINCINNATI, OH	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GORE, JAMES, EDWARD	CHIEF INVESTMENT OFFICER/SHAREHOLDER	C	yes	04/1992	Nov 30, 2011	Feb 29, 2024
KLEESPIES, MARK, FREDERICK	CHIEF MARKETING OFFICER/SHAREHOLDER	C	yes	01/1997	Nov 30, 2011	Feb 29, 2024
LUKE, GREGORY, CHARLES	CHIEF COMPLIANCE OFFICER/SHAREHOLDER	C	yes	07/2002	Nov 30, 2011	Feb 29, 2024
KAISER, JENNA, KIMBERLY	CHIEF OPERATIONS OFFICER/SHAREHOLDER	Na	no	01/2005	Nov 30, 2011	Feb 29, 2024
MOLNAR, ANDREW, DAVID	Director	A	no	01/2021	Feb 14, 2022	Feb 29, 2024
STECHSCHULTE, JAMES, JOHN	Director	A	no	01/2021	Feb 14, 2022	Feb 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GREGORY C. LUKE, ESQ.	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 16, 2026	$679M	$679M	15	7	1	n/a	n/a
2024	Feb 26, 2025	$558M	$558M	13	8	1	n/a	n/a
2023	Feb 29, 2024	$514M	$514M	10	7	0	n/a	n/a
2022	Mar 15, 2023	$436M	$436M	11	7	0	n/a	n/a
2021	Feb 14, 2022	$415M	$415M	10	7	0	n/a	n/a
2020	Mar 8, 2021	$360M	$360M	10	7	0	n/a	n/a
2019	Mar 5, 2020	$337M	$336M	11	7	0	n/a	n/a
2018	Mar 13, 2019	$338M	$326M	10	7	0	n/a	n/a
2017	Mar 18, 2018	$362M	$362M	11	8	0	n/a	n/a
2016	Jan 24, 2017	$353M	$353M	11	8	n/a	n/a	n/a
2015	Feb 5, 2016	$319M	$319M	9	8	n/a	n/a	n/a
2014	Jan 21, 2015	$340M	$340M	9	8	n/a	n/a	n/a
2013	Feb 11, 2014	$324M	$324M	9	6	n/a	n/a	n/a
2012	Feb 7, 2013	$289M	$289M	9	6	n/a	n/a	n/a
2011	Mar 22, 2012	$286M	$286M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$679M	$558M	21.7%	$436M	15.9%	15	13	1	1

Relationships

Registered with (11)

← Andrew John WoodardAdvisorregistration: current employment
Jun 10, 2026 to presentfactForm ADV
← Anthony WeaverAdvisorregistration: current employment
Aug 15, 2025 to presentfactForm ADV
← ANDREW DAVID MOLNARAdvisorregistration: current employment
Nov 21, 2018 to presentfactForm ADV
← JAMES JOHN STECHSCHULTEAdvisorregistration: current employment
Oct 11, 2017 to presentfactForm ADV
← ALLISHA HENRY CURTISAdvisorregistration: current employment
Mar 21, 2012 to presentfactForm ADV
← GREGORY CHARLES LUKEAdvisorregistration: current employment
Jul 31, 2003 to presentfactForm ADV
← MARK FREDERICK KLEESPIESAdvisorregistration: current employment
Jan 1, 2000 to presentfactForm ADV
← JAMES EDWARD GOREAdvisorregistration: current employment
Oct 6, 1999 to presentfactForm ADV
← Grace L CappelliniAdvisorregistration: previous registration
Feb 25, 2025 to Aug 7, 2025factForm ADV
← Evan Miller PerdukAdvisorregistration: previous registration
Mar 8, 2023 to Feb 3, 2025factForm ADV
← BRANDO LEWIS REYNAAdvisorregistration: previous registration
Mar 21, 2012 to Sep 26, 2012factForm ADV

Controls (3)

← GORE, JAMES, EDWARDOwnerCHIEF INVESTMENT OFFICER/SHAREHOLDER, ownership code C, individual
Nov 30, 2011 to Feb 29, 2024factForm ADV
← KLEESPIES, MARK, FREDERICKOwnerCHIEF MARKETING OFFICER/SHAREHOLDER, ownership code C, individual
Nov 30, 2011 to Feb 29, 2024factForm ADV
← LUKE, GREGORY, CHARLESOwnerCHIEF COMPLIANCE OFFICER/SHAREHOLDER, ownership code C, individual
Nov 30, 2011 to Feb 29, 2024factForm ADV

Owns (3)

← KAISER, JENNA, KIMBERLYOwnerCHIEF OPERATIONS OFFICER/SHAREHOLDER, ownership code NA, individual
Nov 30, 2011 to Feb 29, 2024factForm ADV
← MOLNAR, ANDREW, DAVIDOwnerDIRECTOR, ownership code A, individual
Feb 14, 2022 to Feb 29, 2024factForm ADV
← STECHSCHULTE, JAMES, JOHNOwnerDIRECTOR, ownership code A, individual
Feb 14, 2022 to Feb 29, 2024factForm ADV

Dated events

Occurred
Aug 7, 2025
Advisor changed firm
Grace L Cappellini left Thor Wealth Management Inc for Root Financial Partners (registered 2025-08-15)
Form ADVobserved 4 days ago
Occurred
Feb 3, 2025
Advisor changed firm
Evan Miller Perduk left Thor Wealth Management Inc for Root Financial Partners (registered 2025-06-11)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:301c9142-24f2-dd0f-2b47-9a2e6d07ae4c
First observed: Nov 30, 2011
Last observed: May 18, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THOR WEALTH MANAGEMENT INC

THOR INVESTMENT MANAGEMENT INC, CRD 105902

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:301c9142-24f2-dd0f-2b47-9a2e6d07ae4c

Data as of May 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:09 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES EDWARD GORE

n/a

CINCINNATI, OH

n/a

MARK FREDERICK KLEESPIES

n/a

CINCINNATI, OH

n/a

GREGORY CHARLES LUKE

n/a

CINCINNATI, OH

n/a

ALLISHA HENRY CURTIS

n/a

CINCINNATI, OH

JAMES JOHN STECHSCHULTE

Chartered Financial Analyst

CINCINNATI, OH

n/a

ANDREW DAVID MOLNAR

Chartered Financial Analyst

CINCINNATI, OH

n/a

Anthony Weaver

Certified Financial Planner

CINCINNATI, OH

Andrew John Woodard

Chartered Financial Analyst

CINCINNATI, OH

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GORE, JAMES, EDWARD

CHIEF INVESTMENT OFFICER/SHAREHOLDER

yes

04/1992

Nov 30, 2011

Feb 29, 2024

KLEESPIES, MARK, FREDERICK

CHIEF MARKETING OFFICER/SHAREHOLDER

yes

01/1997

Nov 30, 2011

Feb 29, 2024

LUKE, GREGORY, CHARLES

CHIEF COMPLIANCE OFFICER/SHAREHOLDER

yes

07/2002

Nov 30, 2011

Feb 29, 2024

KAISER, JENNA, KIMBERLY

CHIEF OPERATIONS OFFICER/SHAREHOLDER

01/2005

Nov 30, 2011

Feb 29, 2024

MOLNAR, ANDREW, DAVID

Director

01/2021

Feb 14, 2022

Feb 29, 2024

STECHSCHULTE, JAMES, JOHN

Director

01/2021

Feb 14, 2022

Feb 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GREGORY C. LUKE, ESQ.

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 16, 2026

$679M

n/a

2024

Feb 26, 2025

$558M

n/a

2023

Feb 29, 2024

$514M

n/a

2022

Mar 15, 2023

$436M

n/a

2021

Feb 14, 2022

$415M

n/a

2020

Mar 8, 2021

$360M

n/a

2019

Mar 5, 2020

$337M

$336M

n/a

2018

Mar 13, 2019

$338M

$326M

n/a

2017

Mar 18, 2018

$362M

n/a

2016

Jan 24, 2017

$353M

n/a

2015

Feb 5, 2016

$319M

n/a

2014

Jan 21, 2015

$340M

n/a

2013

Feb 11, 2014

$324M

n/a

2012

Feb 7, 2013

$289M

n/a

2011

Mar 22, 2012

$286M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$679M

$558M

21.7%

$436M

15.9%