DFX Intelligence

B•••• J••••• T•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

B•••• J••••• T•••••••••

Advisor at F••••••

WILMINGTON, NC | SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:3020a79e-41f2-b4b6-6b32-0c308269c9d4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 11, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 9, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••	Independent wealth	Jul 29, 2024	n/a	yes	WILMINGTON, NC\|SAN FRANCISCO, CA	Current employment
T••••••••• W••••• S••••••••• L••	n/a	May 6, 2014	Oct 17, 2024	no	WILMINGTON, NC\|WILMINGTON, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• W••••• S••••••••• L••	F••••••	Oct 17, 2024	Jul 29, 2024	-80	Firm change after gap	Other
O••••••• F•••••••• G••••• I•••	T••••••••• W••••• S••••••••• L••	May 19, 2014	May 6, 2014

Relationships

Registered with (4)

→ F••••••Registered adviserregistration: current employment
Jul 29, 2024 to presentfactForm ADV
→ T••••••••• W••••• S••••••••• L••Registered adviserregistration: previous registration
May 6, 2014 to Oct 17, 2024factForm ADV
→ O••••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Aug 19, 2013 to May 19, 2014factForm ADV
→ L•• F•••••••• L••Registered adviser

Dated events

Occurred
Oct 17, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3020a79e-41f2-b4b6-6b32-0c308269c9d4
First observed: Apr 11, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.