J••••• R• C•••

Advisor at C••• F••••••••• L••

VERNAL, UT

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 29, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• F••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 16, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• F••••••••• L••	State registered	Sep 6, 2023	n/a	yes	VERNAL, UT	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Sep 29, 2016	Apr 7, 2022	no	VERNAL, UT\|VERNAL, UT\|ALTAMONT, UT\|ROOSEVELT, UT\|MOAB, UT\|DUCHESNE, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	C••• F••••••••• L••	Apr 7, 2022	Sep 6, 2023	517	Firm change after gap	RIA to state RIA
C••••• A•••••• N••••••• L••	L•• F•••••••• L••	Oct 3, 2016	Sep 29, 2016

Relationships

Registered with (3)

→ C••• F••••••••• L••Registered adviserregistration: current employment
Sep 6, 2023 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 29, 2016 to Apr 7, 2022factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Aug 29, 2014 to Oct 3, 2016factForm ADV

Dated events

Order

Occurred
7 Apr 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 29, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.