DFX Intelligence

F••••••••• P••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

F••••••••• P••••••• L••

CRD 163801

M••••••••, WI

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Search this name across graphsid dfx:ria:303b5c63-b99a-fd04-fc2e-14efca75762d

Data as of Apr 3, 2018 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 1
On other graphs: 2
Observed: Apr 3, 2018 to Apr 3, 2018
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

F••••••••• P••••••• L••

Private equity manager · key crd, key sfn adviser, shared crd

Real Estate Fundsidentity

F••••••••• P••••••• L••

Real estate fund manager · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $188M••• Locked
Discretionary RAUM: $188M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W•••••••• • M•••••••• H•••• F•••••• L••	Real Estate Fund	$47.3M	Apr 3, 2018	90	Oct 25, 2016	reported	n/a
A•••••• H•••• I••••••••• L••	Real Estate Fund	$46.0M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•• I••••••••• L••	Member	E	yes	01/2008	Apr 3, 2018	Apr 3, 2018
K••••• R•••••• W••••••	Member	E	yes	10/2008	Apr 3, 2018	Apr 3, 2018
K••••• R•••••• W••••••

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••••• S••••• H••••••• L••	n/a	n/a	n/a	N	yes	n/a
T•• C•••••• L••	n/a	n/a	n/a	N	yes	n/a
W•• L••	n/a

Relationships

Advises (9)

→ F•• W••• A•••• H•••• F•••••• L••Private fundReal Estate Fund, ERA
Oct 25, 2016 to presentfactForm ADV
→ R•• F••••••••• C••••••••• I••••••••• F••• L••Private fundPrivate Equity Fund, ERA
Oct 25, 2016 to presentfactForm ADV
→ W•••••••• • M•••••••• H•••• F•••••• L••Private fundReal Estate Fund, IA
Oct 25, 2016 to presentfactForm ADV
→ A•••••• H•••• I••••••••• L••

Dated events

Occurred
Apr 3, 2018
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:303b5c63-b99a-fd04-fc2e-14efca75762d
First observed: Apr 3, 2018
Last observed: Apr 3, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.