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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

STEVEN PATRICK FAGGIOLLY

Advisor at WELLTH ADVISORY SERVICES, LLC

Portola Valley, CA | SHOREWOOD, IL

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Search this name across graphsid dfx:ria:303d9e27-b0d6-940e-a77e-5cbc36c47c07

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jan 10, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLTH ADVISORY SERVICES, LLC
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 22, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 22, 2001
First registration: Jan 10, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4472943

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLTH ADVISORY SERVICES, LLC	Institutional manager	Jan 1, 2025	n/a	yes	Portola Valley, CA\|SHOREWOOD, IL	Current employment
GLOBAL RETIREMENT PARTNERS LLC	Institutional manager	Apr 1, 2019	Jul 4, 2024	no	Redwood City, CA\|SAN RAFAEL, CA	Previous registration
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Apr 22, 2016	Apr 1, 2019	no	REDWOOD CITY, CA	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Dec 14, 2015	Sep 22, 2016	no	REDWOOD CITY, CA\|Redwood City, CA	Previous registration
WEALTHSPIRE RETIREMENT ADVISORY	Institutional manager	Apr 11, 2013	Jul 18, 2016	no	REDWOOD CITY, CA\|ALISO VIEJO, CA	Previous registration
FINANCIAL TELESIS, INC.	Former SEC adviser	Jul 2, 2010	Aug 15, 2014	no	SAN RAFAEL, CA\|REDWOOD CITY, CA	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jun 13, 2003	Jul 13, 2010	no	TIGARD, OR\|REDWOOD CITY, CA\|STAYTON, OR\|REDWOOD CITY, CA	Previous registration
WADDELL & REED	Former SEC adviser	Jan 10, 2002	Jun 18, 2003	no	SAN MATEO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GLOBAL RETIREMENT PARTNERS LLC	WELLTH ADVISORY SERVICES, LLC	Jul 4, 2024	Jan 1, 2025	181	Bulk transfer	Other
KESTRA ADVISORY SERVICES, LLC	GLOBAL RETIREMENT PARTNERS LLC	Apr 1, 2019	Apr 1, 2019	0	Bulk transfer	Other
NFP ADVISOR SERVICES, LLC	KESTRA ADVISORY SERVICES, LLC	Sep 22, 2016	Apr 22, 2016	-153	Bulk transfer	Other
WEALTHSPIRE RETIREMENT ADVISORY	NFP ADVISOR SERVICES, LLC	Jul 18, 2016	Dec 14, 2015	-217	Firm change after gap	Other
FINANCIAL TELESIS, INC.	WEALTHSPIRE RETIREMENT ADVISORY	Aug 15, 2014	Apr 11, 2013	-491	Firm change after gap	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	FINANCIAL TELESIS, INC.	Jul 13, 2010	Jul 2, 2010	-11	Firm change	Other
WADDELL & REED	TRANSAMERICA FINANCIAL ADVISORS, LLC	Jun 18, 2003	Jun 13, 2003	-5	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
121254:42046:CA:2016-07-18	Jul 18, 2016	Dec 14, 2015	ALISO VIEJO, CA	Firm change after gap

Relationships

Registered with (8)

→ WELLTH ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ GLOBAL RETIREMENT PARTNERS LLCRegistered adviserregistration: previous registration
Apr 1, 2019 to Jul 4, 2024factForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Apr 22, 2016 to Apr 1, 2019factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Dec 14, 2015 to Sep 22, 2016factForm ADV
→ WEALTHSPIRE RETIREMENT ADVISORYRegistered adviserregistration: previous registration
Apr 11, 2013 to Jul 18, 2016factForm ADV
→ FINANCIAL TELESIS, INC.Registered adviserregistration: previous registration
Jul 2, 2010 to Aug 15, 2014factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 13, 2003 to Jul 13, 2010factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Jan 10, 2002 to Jun 18, 2003factForm ADV

Dated events

No dated event names this entity yet.