DFX Intelligence

M•••••••• O••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

M•••••••• O••••• C•••••• M••••••••• L••

CRD 158224

TINTON FALLS, NJ

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Search this name across graphsid dfx:ria:30613fc3-f262-6fb6-2303-5fb09bdef17e

Data as of Oct 15, 2012 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2012 to Oct 15, 2012
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $153M••• Locked
Discretionary RAUM: $153M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 4
Private funds

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M•••••••• O••••• E•••• M••••• F••• L••	Hedge Fund	$93.3M	Oct 15, 2012	34	Feb 14, 2012	reported	n/a
M•••••••• O••••• E•••• O••••••• F••• L••	Hedge Fund	$29.4M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••• A•••••• E••••••••	CHIEF COMPLIANCE OFFICER	Na	yes	08/2010	Feb 14, 2012	Oct 15, 2012
D••••••• N•••••••• A••••	MANAGING DIRECTOR	C	yes	05/2008	Feb 14, 2012	Oct 15, 2012

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M•••••••• O••••• A••••••• L••	n/a	n/a	n/a	N	yes	n/a

Relationships

Advises (2)

→ M•••••••• O••••• E•••• O••••••• F••• L••Private fundHedge Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ M•••••••• O••••• E•••• M••••• F••• L••Private fundHedge Fund, IA
Feb 14, 2012 to presentfactForm ADV

Owns (1)

← H••••••• T••••••• M••••••OwnerMEMBER, ownership code A, individual
Feb 14, 2012 to presentfactForm ADV

Controls (3)

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:30613fc3-f262-6fb6-2303-5fb09bdef17e
First observed: Feb 14, 2012
Last observed: Oct 15, 2012 169 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.