This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

RBC CAPITAL MARKETS, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 3, 1988earliest registration or exam on IAPD

Years in industry

38derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Designations

Chartered Financial Consultant

Exams

S63

First exam

Aug 3, 1988

First registration

Jan 21, 2014

Dual registered

yes, broker-dealer

Other names

JIM MARQUARDT

IAPD individual key

1863266

• Occurred

  Apr 23, 2025
  Advisor changed firm

  James Paul Marquardt left Raymond James Financial Services Advisors, Inc for Rbc Capital Markets, Llc (registered 2025-04-22)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:306593b3-ffdb-3d2c-7ad2-0f3ea3d9e905

First observed

Jan 21, 2014

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.