DFX Intelligence

N•••••••• J••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)26 years in industry

N•••••••• J••• M•••••

Advisor at T•• W••••••••• G•• L••

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:3068b88f-13a2-df61-1b45-5a9c841753b3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: May 20, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• W••••••••• G•• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 5, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• W••••••••• G•• L••	Independent wealth	Oct 30, 2024	n/a	yes	INDIANAPOLIS, IN	Current employment
W••••••••• W••••• S••••••••• L••	Former SEC adviser	Jan 3, 2025	Dec 31, 2025	no	Indianapolis, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• W••••• S••••••••• L••	n/a	Dec 31, 2025	n/a	n/a	Departure no registered destination	Departure
W••••••••• W••••• S••••••••• L••	T•• W••••••••• G•• L••	Dec 31, 2024	Oct 30, 2024	-62

Team moves

••• Locked

Team	Left	Joined	From	Kind
306298:332803:IN:2024-12-31	Dec 31, 2024	Oct 30, 2024	INDIANAPOLIS, IN	Firm change after gap
46173:306298:IN:2023-09-07	Sep 7, 2023	Sep 1, 2023	INDIANAPOLIS, IN	Firm change

Relationships

Registered with (4)

→ T•• W••••••••• G•• L••Registered adviserregistration: current employment
Oct 30, 2024 to presentfactForm ADV
→ W••••••••• W••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 3, 2025 to Dec 31, 2025factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 12, 2017 to Sep 7, 2023factForm ADV
→ P•••• S••••••••• L••

Dated events

Occurred
Dec 31, 2025
Advisor departed, no destination yet
N•••••••• J••• M••••• no longer registered at W••••••••• W••••• S••••••••• L••; no later IA registration on IAPD
Form ADVobserved 7 days ago
Occurred
Dec 31, 2024
Advisor changed firm
N•••••••• J••• M••••• left W••••••••• W••••• S••••••••• L•• for T•• W••••••••• G•• L•• (registered 2024-10-30)
Form ADVobserved 7 days ago
Occurred
Sep 7, 2023
Advisor changed firm
N•••••••• J••• M••••• left P••• A••••• S••••••••• L•• for W••••••••• W••••• S••••••••• L•• (registered 2023-09-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3068b88f-13a2-df61-1b45-5a9c841753b3
First observed: May 20, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.