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R••• A••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

R••• A••• S••••

Advisor at C•• W••••• A••••••• L••

MINERAL POINT, WI | Alma, WI | MADISON, WI

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Search this name across graphsid dfx:ria:306f2eac-aab7-044c-56a3-a0179770b1e7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1986 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 29derivedfrom the current registration's begin date
Current registrations

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•• W••••• A••••••• L••	Independent wealth	Aug 6, 2026	n/a	yes	MADISON, WI\|Alma, WI	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Mar 14, 1997	n/a	yes	Alma, WI\|MINERAL POINT, WI

Relationships

Registered with (2)

→ C•• W••••• A••••••• L••Registered adviserregistration: current employment
Aug 6, 2026 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Mar 14, 1997 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:306f2eac-aab7-044c-56a3-a0179770b1e7
First observed: Jan 1, 1986
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.