DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
SALT LAKE CITY, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 12, 2025 | n/a | yes | SALT LAKE CITY, UT | Current employment |
| ZIONS CAPITAL ADVISORS, INC. | Institutional manager | Sep 16, 2024 | Mar 25, 2025 | no | SALT LAKE CITY, UT | Previous registration |
| SOFI WEALTH LLC | Bd affiliated wealth | Dec 21, 2022 | Aug 12, 2024 | no | Salt Lake City, UT|SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ZIONS CAPITAL ADVISORS, INC. | LPL FINANCIAL LLC | Mar 25, 2025 | Feb 12, 2025 | -41 | Firm change after gap | Other |
| SOFI WEALTH LLC | ZIONS CAPITAL ADVISORS, INC. | Aug 12, 2024 | Sep 16, 2024 | 35 | Firm change | Other |