This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

TRANSGLOBAL ADVISORY, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S63

First exam

Jul 3, 2023

First registration

Jul 6, 2023

Dual registered

yes, broker-dealer

Other names

FRANCIS YUK-SUM CHOY|FRANCIS CHOY

IAPD individual key

7037695

• Occurred

  Oct 8, 2024
  Advisor changed firm

  Francis Choy left Park Avenue Securities Llc for Transglobal Advisory, Llc (registered 2025-07-30)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:30737700-be0b-d68c-96ad-054cd3ecd46e

First observed

Jul 6, 2023

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.