This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

WELLS FARGO ADVISORS

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 26, 2005earliest registration or exam on IAPD

Years in industry

21derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

Feb 26, 2005

First registration

Jun 23, 2021

Dual registered

yes, broker-dealer

Other names

RICHARD SAMAROO|RICHARD AUGUSTUS SAMAROO|Richard A Samaroo

IAPD individual key

4897048

• Occurred

  May 5, 2024
  Advisor changed firm

  Richard Augustus Samaroo left J.P. Morgan Securities Llc for Wells Fargo Advisors (registered 2024-06-03)

  Form ADVobserved 5 days ago
• Occurred

  Nov 13, 2023
  Advisor changed firm

  Richard Augustus Samaroo left Wells Fargo Advisors for J.P. Morgan Securities Llc (registered 2023-11-24)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:3078857b-daa2-a51b-b8b5-6a17ef16d5cf

First observed

Jun 23, 2021

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.