This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PROFESSIONAL FINANCIAL ADVISORS INC

Current firm class

former SEC adviserderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 1983earliest registration or exam on IAPD

Years in industry

43derivedfrom the industry start date

Years at current firm

29derivedfrom the current registration's begin date

Prior firms

1

Current registrations

2

Registered states

3

Exams

S65|S63

First exam

Jul 2, 1984

First registration

Mar 8, 2016

Dual registered

yes, broker-dealer

Other names

CHARLES MANN|CHARLES C. MANN|C MANN|Charles C Mann

IAPD individual key

1010028

• Occurred

  Jul 15, 2022
  Advisor changed firm

  Charles Mann left Npb Financial Group, Llc for Independent Financial Group, Llc (registered 2022-07-15)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:308216e4-64fb-78b2-7093-6a35ba5a3875

First observed

Mar 8, 2016

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.