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Advisor at DRACO CAPITAL PARTNERS, LLC
TAIPEI CITY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DRACO CAPITAL PARTNERS, LLC | Former SEC adviser | Oct 8, 2025 | n/a | yes | TAIPEI CITY | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 22, 2009 | May 25, 2011 | no | EL MONTE, CA|NEWPORT BEACH, CA|EL MONTE, CA | Previous registration |
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Mar 4, 2008 | Sep 16, 2009 | no | CITY OF INDUSTRY, CA|Glendora, CA|SAN GABRIEL, CA|LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | DRACO CAPITAL PARTNERS, LLC | May 25, 2011 | Oct 8, 2025 | 5,250 | Firm change after gap | Other |
| U.S. BANCORP ADVISORS, LLC | LPL FINANCIAL LLC | Sep 16, 2009 | Sep 22, 2009 | 6 | Firm change | Other |