H•••• C•••

Advisor at L•• F•••••••• L••

IRVINE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:30930ea6-7d52-0124-5d7e-e13b0921f095

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Sep 12, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 11, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 5, 2026	n/a	yes	IRVINE, CA	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jan 19, 2024	Mar 10, 2026	no	DIAMOND BAR, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	L•• F•••••••• L••	Mar 10, 2026	Mar 5, 2026	-5	Firm change	Ibd to ibd
W••••••• F•••••••• S•••••••• I•••	O•••• W•••••• I•••	Jan 19, 2024	Jan 19, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
23131:6413:CA:2026-03-10	Mar 10, 2026	Mar 5, 2026	DIAMOND BAR, CA	Firm change

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 5, 2026 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jan 19, 2024 to Mar 10, 2026factForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 20, 2023 to Jan 19, 2024factForm ADV
→ P••• A••••• S••••••••• L••

Dated events

Occurred
Mar 10, 2026
Advisor changed firm
H•••• C••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2026-03-05)
Form ADVobserved 7 days ago
Occurred
Apr 21, 2023
Advisor changed firm
H•••• C••• left P••• A••••• S••••••••• L•• for W••••••• F•••••••• S•••••••• I••• (registered 2023-04-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:30930ea6-7d52-0124-5d7e-e13b0921f095
First observed: Sep 12, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.