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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

STRATEGIC WEALTH ADVISORS, LLC

CRD 114167

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3093caaf-d399-d3e2-418f-80adb4ecddba

Data as of Feb 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 27, 2012 to Feb 18, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $325MItem 5.F on the latest filing (2026-02-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $320M
Private client RAUM: $319MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $81.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 427
Individual clients: 36
High net worth clients: 75
SEC number: 801-62947
CRD: 114167
Filings on the tape: 26
First filed: Jan 27, 2012
Latest filed: Feb 18, 2026
Organised: Limited Liability Company, AZ

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
LAURIE BETH BAGLEY	Chartered Financial Analyst	SCOTTSDALE, AZ \| Scottsdale, AZ	27	31	n/a	no
JOHN ALAN BAGLEY	Certified Financial Planner	Scottsdale, AZ \| SCOTTSDALE, AZ	24	25	n/a	no
JAMES DEAN SCHWARTZ	Certified Financial Planner	Scottsdale, AZ \| SCOTTSDALE, AZ	19	25	1	no
Matthew Scott Masin	Certified Financial Planner	SCOTTSDALE, AZ	5	13	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BAGLEY, JOHN, ALAN	EXECUTIVE OFFICER AND TRUSTEE	Na	yes	08/2001	Jan 27, 2012	Aug 29, 2024
BAGLEY, LAURIE, BETH	LLC MANAGER AND TRUSTEE	Na	yes	12/1998	Jan 27, 2012	Aug 29, 2024
THE JOHN AND LAURIE BAGLEY FAMILY TRUST	LLC MEMBER (OWNER)	E	no	01/2001	Jan 27, 2012	Aug 29, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Scottsdale	Az	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 18, 2026	$325M	$320M	4	4	1	n/a	n/a
2024	Feb 21, 2025	$292M	$287M	4	4	1	n/a	n/a
2023	Mar 7, 2024	$289M	$267M	4	4	1	n/a	n/a
2022	Mar 1, 2023	$211M	$189M	4	4	1	n/a	n/a
2021	Feb 15, 2022	$213M	$189M	4	4	1	n/a	n/a
2020	Feb 23, 2021	$193M	$170M	3	3	1	n/a	n/a
2019	Mar 6, 2020	$175M	$155M	3	3	1	n/a	n/a
2018	Feb 21, 2019	$154M	$135M	3	3	1	n/a	n/a
2017	Jan 26, 2018	$158M	$141M	3	3	1	n/a	n/a
2016	Feb 16, 2017	$141M	$125M	3	3	n/a	n/a	n/a
2015	Feb 2, 2016	$138M	$123M	3	3	n/a	n/a	n/a
2014	Feb 2, 2015	$140M	$124M	3	3	n/a	n/a	n/a
2013	Feb 10, 2014	$126M	$111M	3	3	n/a	n/a	n/a
2012	Jan 16, 2013	$148M	$94.3M	4	3	n/a	n/a	n/a
2011	Jan 27, 2012	$136M	$81.6M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$325M	$292M	11.5%	$211M	15.6%	4	4	1	1

Relationships

Registered with (4)

← Matthew Scott MasinAdvisorregistration: current employment
Aug 20, 2021 to presentfactForm ADV
← JAMES DEAN SCHWARTZAdvisorregistration: current employment
May 7, 2007 to presentfactForm ADV
← JOHN ALAN BAGLEYAdvisorregistration: current employment
Jan 1, 2002 to presentfactForm ADV
← LAURIE BETH BAGLEYAdvisorregistration: current employment
Jan 15, 1999 to presentfactForm ADV

Controls (2)

← BAGLEY, LAURIE, BETHOwnerLLC MANAGER AND TRUSTEE, ownership code NA, individual
Jan 27, 2012 to Aug 29, 2024factForm ADV
← BAGLEY, JOHN, ALANOwnerEXECUTIVE OFFICER AND TRUSTEE, ownership code NA, individual
Jan 27, 2012 to Aug 29, 2024factForm ADV

Owns (1)

← THE JOHN AND LAURIE BAGLEY FAMILY TRUSTOwnerLLC MEMBER (OWNER), ownership code E, domestic entity
Jan 27, 2012 to Aug 29, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3093caaf-d399-d3e2-418f-80adb4ecddba
First observed: Jan 27, 2012
Last observed: Feb 18, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STRATEGIC WEALTH ADVISORS, LLC

CRD 114167

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3093caaf-d399-d3e2-418f-80adb4ecddba

Data as of Feb 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:59 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

LAURIE BETH BAGLEY

Chartered Financial Analyst

SCOTTSDALE, AZ | Scottsdale, AZ

n/a

JOHN ALAN BAGLEY

Certified Financial Planner

Scottsdale, AZ | SCOTTSDALE, AZ

n/a

JAMES DEAN SCHWARTZ

Certified Financial Planner

Scottsdale, AZ | SCOTTSDALE, AZ

Matthew Scott Masin

Certified Financial Planner

SCOTTSDALE, AZ

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BAGLEY, JOHN, ALAN

EXECUTIVE OFFICER AND TRUSTEE

yes

08/2001

Jan 27, 2012

Aug 29, 2024

BAGLEY, LAURIE, BETH

LLC MANAGER AND TRUSTEE

yes

12/1998

Jan 27, 2012

Aug 29, 2024

THE JOHN AND LAURIE BAGLEY FAMILY TRUST

LLC MEMBER (OWNER)

01/2001

Jan 27, 2012

Aug 29, 2024

City

State

Country

Employees

Also broker-dealer

Scottsdale

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 18, 2026

$325M

$320M

n/a

2024

Feb 21, 2025

$292M

$287M

n/a

2023

Mar 7, 2024

$289M

$267M

n/a

2022

Mar 1, 2023

$211M

$189M

n/a

2021

Feb 15, 2022

$213M

$189M

n/a

2020

Feb 23, 2021

$193M

$170M

n/a

2019

Mar 6, 2020

$175M

$155M

n/a

2018

Feb 21, 2019

$154M

$135M

n/a

2017

Jan 26, 2018

$158M

$141M

n/a

2016

Feb 16, 2017

$141M

$125M

n/a

2015

Feb 2, 2016

$138M

$123M

n/a

2014

Feb 2, 2015

$140M

$124M

n/a

2013

Feb 10, 2014

$126M

$111M

n/a

2012

Jan 16, 2013

$148M

$94.3M

n/a

2011

Jan 27, 2012

$136M

$81.6M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$325M

$292M

11.5%

$211M

15.6%