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K•••• M•••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

K•••• M•••••• H•••••

Advisor at N•••••••• L••

ENCINO, CA | Oak Lawn, IL

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Search this name across graphsid dfx:ria:3097389d-b5d9-5775-0441-9d794f57be2f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 13, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 27, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• L••	Independent wealth	Sep 21, 2018	n/a	yes	ENCINO, CA\|Oak Lawn, IL	Current employment
A••••••• A•••• M•••••••••	Former SEC adviser	Feb 8, 2016	Oct 29, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• A•••• M•••••••••	N•••••••• L••	Oct 29, 2018	Sep 21, 2018	-38	Firm change after gap	RIA to RIA
W•••••• • R•••	A••••••• A•••• M•••••••••	Jan 27, 2016

Relationships

Registered with (4)

→ N•••••••• L••Registered adviserregistration: current employment
Sep 21, 2018 to presentfactForm ADV
→ A••••••• A•••• M•••••••••Registered adviserregistration: previous registration
Feb 8, 2016 to Oct 29, 2018factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Jul 17, 2012 to Jan 27, 2016factForm ADV
→ E•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3097389d-b5d9-5775-0441-9d794f57be2f
First observed: Apr 13, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.