DFX Intelligence

S•••• G••••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor38 years in industry

S•••• G••••• L•••••••

Advisor at G••••• D••••••••• L••

ANDERSON, SC

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Search this name across graphsid dfx:ria:30a058f0-f805-1acc-ab12-5d8024d56abd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Apr 23, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• D••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 5, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• D••••••••• L••	State registered	Apr 3, 2026	n/a	yes	ANDERSON, SC	Current employment
P•••••• 7• C••••••	Independent wealth	Jan 6, 2026	Apr 6, 2026	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• 7• C••••••	G••••• D••••••••• L••	Apr 6, 2026	Apr 3, 2026	-3	Firm change	RIA to state RIA
S••••••••• W••••• M••••••••• L••	P•••••• 7• C••••••	Dec 31, 2020	Jan 15, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
41534:284519:SC:2020-12-31	Dec 31, 2020	Jan 15, 2021	GREENVILLE, SC	Firm change

Relationships

Registered with (7)

→ G••••• D••••••••• L••Registered adviserregistration: current employment
Apr 3, 2026 to presentfactForm ADV
→ P•••••• 7• C••••••Registered adviserregistration: previous registration
Jan 6, 2026 to Apr 6, 2026factForm ADV
→ S••••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 14, 2015 to Dec 31, 2020factForm ADV
→ C••••• I••••••••• A•••••••• L••

Dated events

Occurred
Apr 6, 2026
Advisor changed firm
S•••• G••••• L••••••• left P•••••• 7• C•••••• for G••••• D••••••••• L•• (registered 2026-04-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:30a058f0-f805-1acc-ab12-5d8024d56abd
First observed: Apr 23, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.