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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

QUOTIENT INVESTORS, LLC

CRD 146011

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:30a6b1f4-99ed-d693-f33a-387d0064ea79

Data as of Oct 18, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 0
On other graphs: 0
Observed: Apr 3, 2012 to Oct 18, 2017
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $166MItem 5.F on the latest filing (2017-10-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $166M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 7
SEC number: 801-68678
CRD: 146011
Filings on the tape: 11
First filed: Apr 3, 2012
Latest filed: Oct 18, 2017
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BERTOLOTTI, ANDRE	MANAGING MEMBER	C	yes	02/2008	Apr 3, 2012	Oct 18, 2017
BERTOLOTTI, ANDRE	MANAGING MEMBER / CHIEF INVESTMENT OFFICER	Na	yes	02/2008	Apr 3, 2012	Oct 18, 2017
CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEM	Member	E	yes	06/2006	Apr 3, 2012	Oct 18, 2017
LOPEZ, FRANCISCO, XAVIER	CHIEF COMPLIANCE OFFICER AND DIRECTOR OF PORTFOLIO ADMINISTRATION	Na	yes	08/2014	Aug 8, 2014	Oct 18, 2017
PETER-KERR, JULIA, MARGARET	MANAGING MEMBER	Na	yes	12/2007	Apr 3, 2012	Oct 18, 2017
PETER-KERR, JULIA, MARGARET	MANAGING MEMBER	C	yes	12/2007	Apr 3, 2012	Oct 18, 2017
QUOTIENT GROUP, LLC	Member	D	yes	02/2008	Apr 3, 2012	Oct 18, 2017
STRATEGIC INVESTMENT GROUP VENTURES II, LLC	Member	C	yes	02/2008	Apr 3, 2012	Oct 18, 2017
STRATEGIC INVESTMENT MANAGEMENT, LLC	MANAGING MEMBER	F	yes	06/2006	Apr 3, 2012	Oct 18, 2017
YOST, WILLIAM	MANAGING MEMBER / HEAD OF PORTFOLIO MANAGEMENT AND TRADING	Na	yes	02/2008	Apr 3, 2012	Oct 18, 2017
YOST, WILLIAM	MANAGING MEMBER	C	yes	02/2008	Apr 3, 2012	Oct 18, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
STRATEGIC INVESTMENT MANAGEMENT, LLC	n/a	Institutional manager	$36B	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 29, 2017	$166M	$166M	4	2	n/a	n/a	n/a
2015	Mar 21, 2016	$269M	$269M	4	2	n/a	n/a	n/a
2014	Mar 13, 2015	$496M	$496M	5	3	n/a	n/a	n/a
2013	Mar 31, 2014	$423M	$423M	4	2	n/a	n/a	n/a
2012	Mar 27, 2013	$307M	$307M	4	2	n/a	n/a	n/a
2011	Apr 3, 2012	$254M	$254M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$166M	$269M	-38.2%	$423M	-26.8%	4	4	0	n/a

Relationships

Affiliated with (2)

→ STRATEGIC INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, bank, control
factForm ADV
← STRATEGIC INVESTMENT PARTNERS, INCRegistered adviserother investment adviser, control
factForm ADV

Controls (8)

← STRATEGIC INVESTMENT MANAGEMENT, LLCOwnerMANAGING MEMBER, ownership code F, domestic entity
Apr 3, 2012 to presentfactForm ADV
← BERTOLOTTI, ANDREOwnerMANAGING MEMBER, ownership code C, individual
Apr 3, 2012 to presentfactForm ADV
← YOST, WILLIAMOwnerMANAGING MEMBER, ownership code C, individual
Apr 3, 2012 to presentfactForm ADV
← PETER-KERR, JULIA, MARGARETOwnerMANAGING MEMBER, ownership code C, individual
Apr 3, 2012 to presentfactForm ADV
← LOPEZ, FRANCISCO, XAVIEROwnerCHIEF COMPLIANCE OFFICER AND DIRECTOR OF PORTFOLIO ADMINISTRATION, ownership code NA, individual
Aug 8, 2014 to presentfactForm ADV
← CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEMOwnerMEMBER, ownership code E, domestic entity
Apr 3, 2012 to presentfactForm ADV
← QUOTIENT GROUP, LLCOwnerMEMBER, ownership code D, domestic entity
Apr 3, 2012 to presentfactForm ADV
← STRATEGIC INVESTMENT GROUP VENTURES II, LLCOwnerMEMBER, ownership code C, domestic entity
Apr 3, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:30a6b1f4-99ed-d693-f33a-387d0064ea79
First observed: Apr 3, 2012
Last observed: Oct 18, 2017 108 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

QUOTIENT INVESTORS, LLC

CRD 146011

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:30a6b1f4-99ed-d693-f33a-387d0064ea79

Data as of Oct 18, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:03 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BERTOLOTTI, ANDRE

MANAGING MEMBER

yes

02/2008

Apr 3, 2012

Oct 18, 2017

BERTOLOTTI, ANDRE

MANAGING MEMBER / CHIEF INVESTMENT OFFICER

yes

02/2008

Apr 3, 2012

Oct 18, 2017

CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEM

Member

yes

06/2006

Apr 3, 2012

Oct 18, 2017

LOPEZ, FRANCISCO, XAVIER

CHIEF COMPLIANCE OFFICER AND DIRECTOR OF PORTFOLIO ADMINISTRATION

yes

08/2014

Aug 8, 2014

Oct 18, 2017

PETER-KERR, JULIA, MARGARET

MANAGING MEMBER

yes

12/2007

Apr 3, 2012

Oct 18, 2017

PETER-KERR, JULIA, MARGARET

MANAGING MEMBER

yes

12/2007

Apr 3, 2012

Oct 18, 2017

QUOTIENT GROUP, LLC

Member

yes

02/2008

Apr 3, 2012

Oct 18, 2017

STRATEGIC INVESTMENT GROUP VENTURES II, LLC

Member

yes

02/2008

Apr 3, 2012

Oct 18, 2017

STRATEGIC INVESTMENT MANAGEMENT, LLC

MANAGING MEMBER

yes

06/2006

Apr 3, 2012

Oct 18, 2017

YOST, WILLIAM

MANAGING MEMBER / HEAD OF PORTFOLIO MANAGEMENT AND TRADING

yes

02/2008

Apr 3, 2012

Oct 18, 2017

YOST, WILLIAM

MANAGING MEMBER

yes

02/2008

Apr 3, 2012

Oct 18, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

STRATEGIC INVESTMENT MANAGEMENT, LLC

n/a

Institutional manager

$36B

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 29, 2017

$166M

n/a

2015

Mar 21, 2016

$269M

n/a

2014

Mar 13, 2015

$496M

n/a

2013

Mar 31, 2014

$423M

n/a

2012

Mar 27, 2013

$307M

n/a

2011

Apr 3, 2012

$254M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$166M

$269M

-38.2%

$423M

-26.8%

n/a