DFX Intelligence

K••••• R••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

K••••• R••• P••••••

Advisor at M••••••• • S••••••• W••••• A•••••••• I•••

POUGHKEEPSIE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:30a93514-494f-8eed-5ea5-09b1d921021a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 29, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• • S••••••• W••••• A•••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••• • S••••••• W••••• A•••••••• I•••	Mixed wealth	Sep 2, 2021	n/a	yes	POUGHKEEPSIE, NY	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Jan 29, 2018	Apr 28, 2020	no	RHINEBECK, NY\|Rhinebeck, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	M••••••• • S••••••• W••••• A•••••••• I•••	Apr 28, 2020	Sep 2, 2021	492	Firm change after gap	Ibd to RIA

Relationships

Registered with (2)

→ M••••••• • S••••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Sep 2, 2021 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Jan 29, 2018 to Apr 28, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:30a93514-494f-8eed-5ea5-09b1d921021a
First observed: Jan 29, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.