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CRD 104947
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| D••••• S•••• F•••••• F•••• L••• | Hedge Fund | $152M | Mar 19, 2024 | 7 | Dec 20, 2012 | reported | 021-191948 |
| D••••• S•••• V•••• F•••• L••• | Hedge Fund | $37.0M | Mar 19, 2024 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| G••••••••• R••••••• L••••••• | CEO, CO-CIO, SHAREHOLDER | B | yes | 01/2004 | Mar 23, 2012 | Mar 19, 2024 |
| H••••••• J••• E••••• | CO-CIO, DIRECTOR OF RESEARCH, SHAREHOLDER | B | yes | 01/2004 | Mar 23, 2012 | Mar 19, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| D••••• S••••• L••• | n/a | Asset manager | $256M | N | yes | n/a |
| D••••• S••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $5.6B | $4.3B | 31.4% | $2.6B | 28.8% | 11 | 10 | 0 | 0 |
| 7 |
| Dec 20, 2012 |
| reported |
| 021-132804 |
| D••• V•••• F•••• L••• | Hedge Fund | $30.2M | Mar 19, 2024 | 7 | Dec 20, 2012 | reported | 021-196289 |
| CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER |
| Na |
| no |
| 01/2013 |
| Mar 25, 2013 |
| Mar 19, 2024 |
| P•••• J••• J•••••• | DIRECTOR OF CLIENT RELATIONS AND BUSINESS DEVELOPMENT | Na | no | 01/2015 | Mar 12, 2020 | Mar 19, 2024 |
| P•••••••• J•••• D•••• | RESEARCH ANALYST, SHAREHOLDER | Na | no | 01/2017 | Mar 22, 2019 | Mar 19, 2024 |
| P•••••• J••••••• E•••• | Analyst | Na | no | 08/2017 | Mar 12, 2020 | Mar 19, 2024 |
| S•••• K•••• | MACRO ANALYST, TRADER, SHAREHOLDER | Na | no | 01/2004 | Mar 23, 2012 | Mar 19, 2024 |
| S••••• J•••• | Owner | B | no | 01/2021 | Apr 16, 2019 | Mar 19, 2024 |
| W•••••• L•••• | Owner | B | no | 01/2021 | Apr 16, 2019 | Mar 19, 2024 |
| Mar 19, 2026 |
| $5.6B |
| $5.6B |
| 11 |
| 6 |
| 0 |
| 3 |
| n/a |
| 2024 | Mar 18, 2025 | $4.3B | $4.3B | 10 | 5 | 0 | 3 | n/a |
| 2023 | Mar 19, 2024 | $4.0B | $4.0B | 9 | 5 | 0 | 3 | $219M |
| 2022 | Mar 22, 2023 | $2.6B | $2.6B | 9 | 5 | 0 | 3 | $128M |
| 2021 | Mar 10, 2022 | $2.9B | $2.9B | 9 | 5 | 0 | 3 | $246M |
| 2020 | Mar 29, 2021 | $2.4B | $2.4B | 9 | 5 | 0 | 3 | $361M |
| 2019 | Mar 12, 2020 | $3.0B | $3.0B | 9 | 5 | 0 | 3 | $406M |
| 2018 | Mar 22, 2019 | $2.9B | $2.9B | 10 | 6 | 0 | 3 | $333M |
| 2017 | Mar 9, 2018 | $4.7B | $4.7B | 10 | 6 | 0 | 3 | $438M |
| 2016 | Mar 10, 2017 | $4.2B | $4.2B | 10 | 6 | n/a | 3 | $392M |
| 2015 | Mar 21, 2016 | $4.5B | $4.5B | 9 | 6 | n/a | 3 | $364M |
| 2014 | Mar 11, 2015 | $6.2B | $6.2B | 9 | 6 | n/a | 3 | $386M |
| 2013 | Feb 14, 2014 | $6.3B | $6.3B | 9 | 7 | n/a | 3 | $372M |
| 2012 | Mar 25, 2013 | $4.7B | $4.7B | 9 | 7 | n/a | 3 | $153M |
| 2011 | Mar 23, 2012 | $3.7B | $3.7B | n/a | n/a | n/a | n/a | n/a |