DFX Intelligence

M•••• A••••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

M•••• A••••••• S•••••

Advisor at C••••••• P•••••••

••• Locked

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Search this name across graphsid dfx:ria:30c96a11-c05b-acb8-453b-5bd8c3204762

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 5, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Nov 25, 2025	n/a	yes	OVERLAND PARK, KS\|Falling Waters, WV\|North Bethesda, MD	Current employment
B••• W••••• A•••••••	Former SEC adviser	Aug 5, 2022	Mar 27, 2026	no	NORTH BETHESDA, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• W••••• A•••••••	C••••••• P•••••••	Mar 27, 2026	Nov 25, 2025	-122	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
105211:105348:MD:2026-03-27	Mar 27, 2026	Nov 25, 2025	NORTH BETHESDA, MD	Firm change after gap

Relationships

Registered with (2)

→ C••••••• P•••••••Registered adviserregistration: current employment
Nov 25, 2025 to presentfactForm ADV
→ B••• W••••• A•••••••Registered adviserregistration: previous registration
Aug 5, 2022 to Mar 27, 2026factForm ADV

Dated events

Occurred
Mar 27, 2026
Advisor changed firm
M•••• A••••••• S••••• left B••• W••••• A••••••• for C••••••• P••••••• (registered 2025-11-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:30c96a11-c05b-acb8-453b-5bd8c3204762
First observed: Aug 5, 2022
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.