DFX Intelligence

W•••••• D• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner24 years in industry

W•••••• D• S••••••

Advisor at M••••• G••••• A••••••• I•••

Hockessin, DE | DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 11, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G••••• A••••••• I•••	Independent wealth	Sep 22, 2022	n/a	yes	Hockessin, DE\|DENVER, CO	Current employment
M•••••• A•••••••	Former SEC adviser	Nov 13, 2013	Dec 16, 2022	no	HOCKESSIN, DE\|Hockessin, DE\|KENNETT SQUARE, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• A•••••••	M••••• G••••• A••••••• I•••	Dec 16, 2022	Sep 22, 2022	-85	Firm change after gap	RIA to RIA
M•••••• A•••••••• L••	M•••••• A•••••••	Dec 31, 2013	Nov 13, 2013

Relationships

Registered with (3)

→ M••••• G••••• A••••••• I•••Registered adviserregistration: current employment
Sep 22, 2022 to presentfactForm ADV
→ M•••••• A•••••••Registered adviserregistration: previous registration
Nov 13, 2013 to Dec 16, 2022factForm ADV
→ M•••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 11, 2002 to Dec 31, 2013factForm ADV

Dated events

Order

Occurred
16 Dec 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 11, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.