DFX Intelligence

D••• M••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

D••• M••••• H•••••

Advisor at S•••• T••• P••••••• L••

DALLAS, TX

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Search this name across graphsid dfx:ria:30cd2a43-45e5-7143-547a-2dd7e3fdde90

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• T••• P••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 23, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• T••• P••••••• L••	State registered	Jul 30, 2009	n/a	yes	DALLAS, TX	Current employment
B••••••• L•••••• A•• N••• S••••••••• L•••	n/a	Aug 2, 2013	Nov 30, 2015	no	IRVING, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• L•••••• A•• N••• S••••••••• L•••	n/a	Nov 30, 2015	n/a	n/a	Departure no registered destination	Departure
S•••••• S•••••••••	B••••••• L•••••• A•• N••• S••••••••• L•••	Aug 1, 2013	Aug 2, 2013	1

Relationships

Registered with (6)

→ S•••• T••• P••••••• L••Registered adviserregistration: current employment
Jul 30, 2009 to presentfactForm ADV
→ B••••••• L•••••• A•• N••• S••••••••• L•••Registered adviserregistration: previous registration
Aug 2, 2013 to Nov 30, 2015factForm ADV
→ S•••••• S•••••••••Registered adviserregistration: previous registration
Nov 10, 2011 to Aug 1, 2013factForm ADV
→ E••••• I••••••••• A•••••••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:30cd2a43-45e5-7143-547a-2dd7e3fdde90
First observed: Mar 30, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.