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CRD 153389
MARIETTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| COMSUDES, THOMAS, CHRISTOPHER | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | yes | 03/2010 | Feb 29, 2012 | Jul 24, 2017 |
| PALMER, MARK, STEVEN | MANAGING MEMBER | D | yes | 03/2010 | Feb 29, 2012 | Jul 24, 2017 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | n/a | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2016 | Feb 14, 2017 | $71.6M | $71.6M | 5 | 2 | n/a | n/a | n/a |
| 2015 | Mar 4, 2016 | $179M | $179M | 6 | 2 | n/a | n/a | n/a |
| 2014 | Mar 16, 2015 | $228M | $228M | 8 | 3 | n/a | n/a | n/a |
| 2013 | Feb 21, 2014 | $227M | $227M | 6 | 3 | n/a | n/a | n/a |
| 2012 | Mar 7, 2013 | $183M | $183M | 6 | 4 | n/a | n/a | n/a |
| 2011 | Feb 29, 2012 | $151M | $151M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2016 | $59.2M | $179M | -66.9% | $227M | -36.1% | 5 | 6 | n/a | n/a |